
INTRODUCING: Mid-Spatial Frequency Surface Metrology

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Optical surface radius is a primary control parameter. It must be measured to confirm the optical element meets specification. Spectrally Controlled Interferometry promises a faster and more accurate method to measure surface radius.
Multiple methods are presently used to measure radius.
Interferometer radius measurement is the “gold standard” method today. To achieve this measurement the following additional equipment is needed:
SCI has a unique combination of four properties:
The SCI source parameters that determine the absolute distance measurement are:
λ0 = The nominal wavelength of the SCI source
Δλ = A tunable source parameter
The absolute distance from the transmission sphere to the optical surface is:
lc = λ20 / 2Δλ (1)
This combination means SCI can provide all the measurements required for surface radius with neither an additional DMI, nor the precision mechanics to move from Catseye to Confocal position.
Since SCI can measure absolute position there is no requirement to measure at two positions. For the first time surface irregularity and radius can be measured at the same time. This also improves measurement accuracy by the elimination of several error sources as discussed below.
SCI Radius is measured by first calibrating the radius of the TS = RoCTS. Then directly measuring the cavity length lc with SCI and calculating the part RoCx from:
RoCx = RoCTS – lc (2)
The foundation of accuracy is repeatability. If a measurement process is repeatable it can then be calibrated to yield accurate results. Repeatability of measurement has been shown to be <0.5 µm for radii in the 20 mm to 175 mm range. This repeatability is better the best measurements with DMI’s.
In 2001 NIST ran an experiment to determine the error sources and limits of accuracy for surface radius1. The results of that experiment and error sources are shown in figure 3, along with estimates from Typical DMI and Typical Scale (Glass) radius benches and SCI.
A key observation is most of the error sources are due to measuring the distance between catseye and confocal. In the NIST study fully 90% of the errors are in this part of the measurement. The same is true for the DMI and Glass Scale. The only difference is the magnitude of the errors that are 16X and nearly 500X greater, respectively, than the NIST study.
These values are a precaution to users of a DMI or glass scale radius bench to not underestimate the errors in the measurements.
No Z motion eliminates the first six error sources (green). Leaving the balance of the error sources that are equal to the Typical DMI set up. SCI can potentially improve the uncertainty to better than the NIST study.
An additional error source is the calibration of the TS radius that also must be added. Since it can be bootstrapp calibrated to the same level a simple doubling of the errors to ~50 nm is expected.
As of October 2020 SCI can measure surface radius up to 250 nm cavity lengths, and potentially out to 500 mm cavity lengths.
SCI promises to replace traditional catseye-confocal lens surface radius measurement by saving time and greatly improving accuracy. It is the go to method for high-performance lens radius metrology.
1 T. Schmitz, A. Davies, C. Evans; Uncertainties in interferometric measurements of radius of curvature, Appeared in Optical Manufacturing and Testing IV, H. Philip Stahl, Editor, Proceedings of SPIE Vol. 4451, 432-447, 2001
Optical index homogeneity is an important material parameter influencing lens performance. Laser interferometers have painstakingly measured this parameter which requires four separate measurements. Laser interferometers have either required the use of contact plates with oft times poisonous index matching fluids. Or polishing a wedge into the test part to isolate the front from the back surface. In both cases the test part must be repeatedly tilted to isolate from test parts front and back surfaces as shown in figure 1. Tilting lowers the measurement accuracy as the test beams do not return over themselves (common path operation is lost), makes the test more complicated, and slows the measurement down exposing the test part to thermal variations increasing measurement uncertainty.
Recently laser wavelength scanning Fourier (LWSF) interferometry has been used for homogeneity measurements. LWSF enables the test part to be plane parallel polished and set up where no tilting during the measurement sequence is required. Once set up two measurement sets are required, one with the test part and one without. LWSF takes up to a minute to measure the cavity, therefore it exposes the measurement to environmental changes, limiting repeatability and accuracy. Plus vibration tolerant phase algorithms are not applicable.
Plus there can be confusion as to what surfaces are measured since the Fourier algorithm “finds” the six sets of fringes present in the cavity of which only four are of interest.
SCI, similar to LWSF, uses a plane parallel polished test part to measure homogeneity. Therefore the test part is easy to manufacture. In the laser alignment mode SCI enables easy alignment of the four surfaces. Starting with the empty cavity nulled alignment, then adding the test part and minimizing fringes to complete alignment.
With SCI only the cavity to be measured is seen, there is no confusion. After setting up, switch to the short coherence, white light, mode:
REVEAL homogeneity application leads the user through these sets, see figure 2.
Once the four measurements are complete the homogeneity result computed automatically, see figure 3.
See the link below for a ÄPRE technical paper regarding the computing the uncertainty of measurement of homogeneity measurements.
Homogeneity is an important performance parameter for optical materials. Spectrally Controlled Interferometry (SCI) simplifies the measurement, improves accuracy and ÄPRE REVEAL software leads the user step by step through the process.
Homogeneity Measurement Uncertainty Technical Paper >
Optical domes are an important component in environmentally challenging imaging environments. Accurate metrology is required to achieve good imaging system performance.
Dome optics are the last component in a growing number of imaging and guidance applications. Domes protect the imaging optics from the surrounding environment without degrading optical performance. Therefore the dome’s transmitted wavefront quality is important to control as it directly influences the final image quality. Dome applications include:
Transmitted wavefront is degraded by several parameters which must be controlled during manufacture:
A laser Fizeau interferometer appears as an obvious choice to measure domes. Transmitted wavefront and surface irregularity are typical parameters measured with a Fizeau interferometer. The long coherence of the laser Fizeau frustrates these measurements as both surfaces mutually interfere with the reference sphere as well as the front and back surfaces creating three interference patterns overlaid making accurate surface measurement impossible. [Optically a dome is equivalent to a flat parallel plate and encounter the same measurement difficulties] Tilt can be introduced in an attempt to visually separate the surfaces, or one surface is painted black to lower the fringe contrast from that surface, but in the end the measurements are not reliable.
5-Axis Coordinate Measuring Machines (CMM) swings a probe
The measurement reference or metrology frame is created by controlling the CMM’s motions. Motion control of a point in space (the probe) is technically difficult especially with 5 non-orthogonal axes are concerned. Therefore the measurement accuracy is degraded compared to a Fizeau interferometer that has a fixed reference (metrology frame).
The 5-Axis CMM is slow to measure (minutes to hours depending on the resolution of data to acquire), typically expensive if state-of-the-art measurement uncertainty is achieved (~$750,000 [ USD]) and even then they do not approach optical metrology accuracy required.
The Fizeau configuration is optimal considering accuracy. With ÄPRE’s Spectrally Controlled Interferometry (SCI) the coherence is controlled enabling the measurement of all parameters.
Just like for a plane parallel plate the SCI coherence can be adjusted to create fringes on each surface individually and between the front and back surfaces. In this way an accurate, fast method exists to measure all dome parameters. The following interference cavities provide the required results:
The region of measurement is determined by the Fizeau sphere f#. A faster (lower number) sphere the more coverage. To cover a full hemisphere an f# of 0.5 is required and these do not exist. Tilting the sphere to the edges enables coverage of the full hemisphere over a series of measurements.
Domes are an important element in imaging systems used in environmentally challenging environments. ÄPRE’s SCI technology provides rapid and accurate measurements of all parameters in one setup.
Prism stacks are difficult or even impossible to measure with a laser interferometer, yet are easy to measure with Spectrally Controlled Interferometry (SCI).
Examples of prism stacks for projector imaging systems, displacement measuring, monolithic or assembled component interferometers, and RGB combiners.
A laser light source interferometers (for example a laser Fizeau) create fringes from every back reflecting surface. In some prism assemblies these are created in multiple channels and are superimposed creating confused interference patterns that are impossible to measurement.
Spectrally Controlled Interferometry (SCI) can selectively isolate the interference cavity of interest for easy and accurate measurement. And as opposed to white light “delay line” interferometers, SCI is easy to align alignment prior to measurement using its long coherence alignment mode.
In an imaging prism stack the transmitted wavefront passes through several back reflecting surfaces, see figure 1. In this case there are four potential back reflection surfaces. SCI can measure each of these independently if the surface is of interest, or only the transmitted wavefront without corruption. This allows a straight on measurement without tilting or distorting the wavefront.
Interferometers for displacement measurement typically have multiple channels for the test and reference beam path. SCI enables the measurement of each channel independently, without the degrading influence of multiple entry and exit surfaces. To select the measurement channel cavity the polarization is rotated by 90º from one to the other, which is accomplished at the interferometer. [A linear polarized interferometer, where the polarization can be rotated, is used for this application. Contact ÄPRE for more information.]
RGB (red-green-blue) prism combiners are particularly difficult to measure. The three channels must be separated to measure each path’s transmitted wavefront, yet optically they are co-axial. With a laser interferometer this is impossible, as all the wavefronts overlap, see figure 3. Plus there are multiple back reflecting surfaces that must be eliminated for an accurate measurement. Each channel can be aligned independently in the long coherence align mode. Then selected in the short coherence mode for accurate measurement.
Many RGB prism combiners are classed as micro-optics with a less than 6 mm clear aperture. Therefore a standard 4 inch (100 mm), zoomed imaging interferometer with ~400µm image resolution or worse at all zoom magnifications, has insufficient image resolution. A minimum of 60 µm image resolution is required to measure the wavefront of a 6 mm clear aperture prism. 60 µm resolution yields a 100 X 100 image resolution across a 6 mm clear aperture.
NOTE: This is not 100 X 100 pixels but image resolution. The camera array must be 2X this or a minimum of 200 x 200 pixels AND the imaging optics must produce an airy disk size of 60 µm. At 100 X 100 image resolution 36 Zernike polynomials are accurately calculated. See Figure 4.
Shown in figure 5 is ÄPRE’s S6|HR interferometer with 15 µm image resolution capable of measuring the transmitted wavefront in components to 1.5 mm clear aperture.
Again with a laser interferometer the three channels create back reflections simultaneously making the measurement impossible. In the measurement set up (see figure 5) each six prism assembly cavity has three cavity of different optical path lengths. Therefore the distance between the test and reference flat is different for each channel. With SCI each channel is selected one-at-a-time. Typical measurement results with SCI and S6|HR are shown in Figure 6.
Prisms assemblies are difficult optical elements to measure. Back reflections from multiple surfaces and multiple channels make laser interferometry incapable of making these measurements. SCI offers an easy to use, accurate method to measure these components for the first time.
Prisms are complex optical components. Transmitted wavefront performance is controlled by multiple surfaces, the angle between them, and the material homogeneity. SCI makes interferometric prism measurement fast, easy and more accurate than conventional methods.
Prisms are typically measured on multiple instruments and in several setups. A goniometer measures angles, and an interferometer measures the surface flatness of S1 and S2, and transmitted wavefront (which includes the homogeneity). And in a separate set up, the relative angles are measured in an interferometer. Multiple instruments and setups increase the time of measurement, slowing manufacturing and delaying the shipment of finished parts.
Complicating the laser Fizeau measurement are multiple back surface reflections between surfaces S1 and S2 and the transmission flat (TF) and reference flat (RF). Workarounds exist that add time and degrade the measurement accuracy while also increasing risk of component damage.
Back reflections from S1 and S2 force the user to frustrate the fringes on the opposite surface by painting or greasing. The procedure is to paint S2, measure S1, strip the paint off S2 and paint S1, the measure S2, clean S1 and continue processing; this cycle is repeated until the prism meets specification.
Transmitted wavefront measures the wavefront passing through the prism, and consequently through S1 and S2. To suppress multiple reflections the prism must be rotated so the light reflected off these surfaces falls outside the interferometer’s acceptance angle. Thus the transmitted wavefront measured in a laser Fizeau is not in the “as used” unrotated orientation.
Spectrally Controlled Interferometry (SCI) simplifies and speeds up the measurement process. Now all four parameters can be measured in one setup with no preparation for increased accuracy, faster cycle time and lower risk of damage.
With SCI, no surface preparation is required. Setup the prism as shown in Figure 1. With SCI, the prism measurement is first set up in a long coherence mode, similar to that of a laser Fizeau. This allows fringes to be quickly observed and nulled for multiple cavities at once, making setup fast and precise. Next, the SCI source is placed in the short coherence mode to localize fringes to a single cavity. Individual measurements can now be made by electronically selecting each of the four cavities, one at a time. First, surface figure is evaluated by selecting the interference between the transmission flat ( TF reference surface) and S1 is selected and measured, followed by the transmission flat and S2. Then the S1-S2 cavity, the relative prism angles, is selected and measured. Finally the TF to RF cavity is measured for transmitted wavefront.
All these measurements were made in one setup without preparation and can be done in less than five minutes including setup, a greater than 10X savings in time, with increased accuracy and lower chance of damaging the part.
Tradition methods to measure a prism are time consuming, with lower accuracy, potential causing damage to the part. New Spectrally Controlled Interferometry (SCI) maintains the ease of setup with long coherence fringes and then measures all critical parameters without surface preparation and too higher accuracy.
Thickness variation (TTV), and often wedge, is specified in optical windows and substrates. There are two methods for measuring TTV: Front-to-Back and Direct.
TTV can only be calculated if the front and back measurements are performed without translating or moving the part. While this restriction poses challenges for traditional laser Fizeau systems, this is accomplished easily with SCI as the fringes are moved rather than the part.
An advantage of Front-to-Back TTV parts as thin as 100 µm OPL can be characterized.
The Direct measurement is accomplished by locating the SCI interference fringes inside the substrate itself. These fringes are called “internal Fizeau” fringes because the fringes are between the front and back surfaces or internal to the substrate. Once the SCI has localized fringes inside the substrate, the interference phase is directly measured and hence the TTV acquired. Phase measurement of internal Fizeau fringes is only possible by wavelength modulation (wavelength phase shifting) and SCI phase shifting.
The OPL limitations for Direct TTV measurement are:
Measurement of a glass plate has many complications mostly due to interfering back reflections as found in a laser interferometer. SCI solves this problem and expands what can be measured on a substrate in one setup and with no preparation.
What could be easier than measuring a plate of glass? Actually, almost all interferometric measurements are easier! Measuring a plate of glass, or a substrate, is one of the most difficult interferometric measurements. In a laser interferometer, the two surfaces of the plate simultaneously interfere with the reference surface and each other creating three sets of fringes. When multiple sets of fringes exist it is impossible to make a measurement.
The laser Fizeau interferometer produces fringes off every surface. Therefore, back reflections off the unwanted surfaces must be suppressed in order to take an accurate measurement. The typical suppression method is to apply a foreign material to the back surface to reduce the magnitude of the back reflection and decrease these fringe’s contrast. This foreign material might be blue paint, grease, index matching fluid or tape.
These methods cannot completely diminish the fringe; their contrast is just reduced. By setting a modulation (contrast) threshold the laser Fizeau nominally ignores these fringes during measurement. Unfortunately thresholding is not foolproof. The low contrast secondary surface fringe intensities add to the higher contrast front surface fringes distorting the phase measurement. Therefore even though the results can improve, the back surface fringes still degrade the measurement.
The back surface coating can also warp the part, depending on the thickness to diameter ratio of the part. Most users assume the paint does not warp the front surface, but drying paint induces stresses and hence it degrades the accuracy, the larger the diameter to thickness ratio the more severe the potential warping.
The largest associated cost of measuring plano optics is the time wasted during sample preparation. Painting can take minutes to a few hours for the paint to dry1 and while the measurement can be fast, removing the paint can add hours to the processing.
Spectrally Controlled Interferometry (SCI) solves this problem. First, in the long coherence “laser mode” SCI allows for easy alignment, just like in a laser Fizeau. Then by electronically controlling the spectrum of the illumination, the coherence of the Fizeau interferometer is narrowed and positioned on the surface of interest, thereby limiting the interference to only one cavity. Therefore, substrates can be measured without preparation and to higher accuracy.
Standard SCI can isolate surfaces separated as thin as 150 µm Optical Path Length (OPL), where:
OPL = n (index of refraction) X d (physical thickness)
With custom designed SCI systems even thinner substrates are possible to be measured. Once the fringes are found a standard phase measurement is performed taking only milliseconds.
Without moving the part, the fringes are electronically moved to the back of the substrate. Now the front surface is invisible and only the backside measured. The distance the fringes are moved is the OPL, making finding the second surface easy. A standard phase measurement is again performed.
This measurement was made through the material so the index of refraction must be accounted for. ÄPRE’s back side measurement profile (application in REVEAL) makes this correction. The REVEAL profile compensates for the index of refraction correcting the surface heights, while reversing the sign of the surface heights, as if it was measured face-on (air to glass).
Spectrally controlled interferometer coupled with a standard Fizeau interferometer enables direct measurement of the front and back surfaces of a substrate without requiring treating the surfaces to suppress back reflection interference. With easy alignment in a coherent “laser” mode and electronically isolated fringes SCI lowers the cost of measurement and improves accuracy.
1 Users of SCI have noted they are saving hours-per-part switching from painting to SCI.
Äpre Instruments has teamed with Zack Hobbs of Sydor Optics to bring an article describing SCI and some of its emerging uses. Read the article in the Photonics Spectra on-line journal.
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